510(k) Report

510(k) · Cleared

Recalled · Class II · 2019

neon3™ universal OCT spinal stabilization

K161032510(k) TraditionalCleared Dec 22, 2016253-day reviewClass II21 CFR 888.3075Recalls 1

Data to Oct 25, 2026 (FDA decisions) Oct 12, 2026 (recalls) Sep 30, 2026 (MAUDE) refreshed weekly, last Nov 3, 2026

Ulrich GmbH & Co. KG · NKG Posterior Cervical Screw System

Cleared on Dec 22, 2016 as substantially equivalent to K142838 (Synthes USA Products, LLC, 2015) and 4 other predicates after a 253-day review. Its family tree reaches back 13 generations to 2001. 7 later devices descend from it. It has been recalled once.

Decided
Dec 22, 2016
Review
253 days
Class
Class II
Product code
NKG
Recalls
1
Predicates
5

Its longest line of descent runs back 13 generations to K003155 (2001). 92 ancestors in all, the oldest K841189 (1984). 7 later devices descend from it, 5 citing it directly.

Other ancestors, by year clearedDescendants, by year cleared 2015: 2 other ancestors2004: 21 other ancestors1996: 1 other ancestor2008: 1 other ancestor2006: 5 other ancestors2003: 7 other ancestors1985: 2 other ancestors2007: 1 other ancestor2005: 9 other ancestors2002: 7 other ancestors2001: 6 other ancestors2000: 7 other ancestors1999: 5 other ancestors1997: 2 other ancestors1998: 2 other ancestors1984: 1 other ancestor2020: 2 descendants cleared2023: 3 descendants cleared2019: 1 descendant cleared2025: 1 descendant clearedK003155 · Vertebral Body Replacement · Osteotech, Inc. · 2001K012254 · VBR · Osteotech, Inc. · 2001×3: 3 generations cleared close together, K021791 (2002), K023570 (2002), K030601 (2003) ×2: 2 generations cleared close together, K040536 (2004), K041556 (2004) K043561 · Modification to Verte-Stack Spinal System · Medtronic Sofamor Danek · 2004×3: 3 generations cleared close together, K060719 (2006), K061938 (2006), K062427 (2006) ×2: 2 generations cleared close together, K070742 (2007), K073420 (2008) 19801990200020102020
  1. Root · 13 generations backK003155 Vertebral Body ReplacementOsteotech, Inc. · 2001
  2. 9 generations between
  3. 3 generations backK062427 Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2006
  4. 2 generations backK070742 Modification to Vertex Reconstruction SystemMedtronic Sofamor Danek · 2007
  5. 1 generation backK073420 Blackstone Ascent Multiaxial ScrewsBlackstone Medical, Inc. · 2008
  6. This deviceK161032 neon3™ universal OCT spinal stabilizationUlrich GmbH & Co. KG · 2016
  7. Descendant · cites it directly · 2 of its ownK191932 Momentum™ Posterior Spinal Fixation SystemUlrich Medical USA · 2019
  8. Descendant · 2 generations on · 1 of its ownK231809 Momentum® Posterior Spinal Fixation System with G21 V-STEADY Bone…Ulrich Medical USA · 2023
  9. Descendant · 2 generations on · 0 of its ownK251719 Momentum® Posterior Spinal Fixation SystemUlrich Medical USA, Inc. · 2025
  10. Descendant · cites it directly · 0 of its ownK221307 Edge Upper Cervical SystemSpinal Simplicity, LLC · 2023
  11. Descendant · cites it directly · 0 of its ownK230614 Cortium™Ulrich Medical USA · 2023
Show all 13 generations
  1. Root · 13 generations backK003155 Vertebral Body ReplacementOsteotech, Inc. · 2001
  2. 12 generations backK012254 VBROsteotech, Inc. · 2001
  3. 11 generations backK021791 Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2002
  4. 10 generations backK023570 Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2002
  5. 9 generations backK030601 Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2003
  6. 8 generations backK040536 Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2004
  7. 7 generations backK041556 Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2004
  8. 6 generations backK043561 Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2004
  9. 5 generations backK060719 Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2006
  10. 4 generations backK061938 Verte-Stack Spinal SystemMedtronic Sofamor Danek, Inc. · 2006
  11. 3 generations backK062427 Verte-Stack Spinal SystemMedtronic Sofamor Danek · 2006
  12. 2 generations backK070742 Modification to Vertex Reconstruction SystemMedtronic Sofamor Danek · 2007
  13. 1 generation backK073420 Blackstone Ascent Multiaxial ScrewsBlackstone Medical, Inc. · 2008
  14. This deviceK161032 neon3™ universal OCT spinal stabilizationUlrich GmbH & Co. KG · 2016

Showing 5 of 7 descendants. See all descendants

Descendants cleared per year

2019: 12020: 22023: 32025: 1
2019high 3 (2023) · low 0 (2021)2026

Most influential descendants

Showing 5 of 7 · See all
  • K191932Momentum™ Posterior Spinal Fixation SystemUlrich Medical USA · 2019 · cites it directly2descendants
  • K231809Momentum® Posterior Spinal Fixation System with G21 V-STEADY Bone Cement; Momentum® MIS…Ulrich Medical USA · 2023 · 2 generations on1descendant
  • K251719Momentum® Posterior Spinal Fixation SystemUlrich Medical USA, Inc. · 2025 · 2 generations on0descendants
  • K221307Edge Upper Cervical SystemSpinal Simplicity, LLC · 2023 · cites it directly0descendants
  • K230614Cortium™Ulrich Medical USA · 2023 · cites it directly0descendants
View FIG. 1 as a table

Line of descent and top descendants

GenerationNumberDeviceApplicantDecidedRecalls
−13K003155Vertebral Body ReplacementOsteotech, Inc.2001—
−12K012254VBROsteotech, Inc.2001—
−11K021791Verte-Stack Spinal SystemMedtronic Sofamor Danek2002—
−10K023570Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek2002—
−9K030601Verte-Stack Spinal SystemMedtronic Sofamor Danek2003—
−8K040536Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek2004—
−7K041556Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek2004—
−6K043561Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek2004—
−5K060719Modification to Verte-Stack Spinal SystemMedtronic Sofamor Danek2006—
−4K061938Verte-Stack Spinal SystemMedtronic Sofamor Danek, Inc.2006—
−3K062427Verte-Stack Spinal SystemMedtronic Sofamor Danek2006—
−2K070742Modification to Vertex Reconstruction SystemMedtronic Sofamor Danek2007—
−1K073420Blackstone Ascent Multiaxial ScrewsBlackstone Medical, Inc.2008—
0 (this device)K161032neon3™ universal OCT spinal stabilizationUlrich GmbH & Co. KG2016—
+1K191932Momentum™ Posterior Spinal Fixation SystemUlrich Medical USA2019—
+2K231809Momentum® Posterior Spinal Fixation System with G21 V-STEADY Bone Cement…Ulrich Medical USA2023—
+2K251719Momentum® Posterior Spinal Fixation SystemUlrich Medical USA, Inc.2025—
+1K221307Edge Upper Cervical SystemSpinal Simplicity, LLC2023—
+1K230614Cortium™Ulrich Medical USA2023—

Other ancestors by year cleared

Year clearedDevicesWith a Class I recall
198410
198520
199610
199720
199820
199950
200070
200160
200270
200370
2004210
200590
200650
200710
200810
201520

Descendants by year cleared

Year clearedDevicesWith a Class I recall
201910
202020
202330
202510
FIG. 1 — Lineage of K161032, 2001–2025Source: FDA 510(k) summaries, read by 510(k) Report · How lineage is built

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Notable FDA decisions, review times and new Class I recalls. See an issue.

Sources: FDA 510(k) database (decision fields), the FDA summary (predicates and indications), FDA recall and enforcement reports, and MAUDE; processed by 510(k) Report. Verify on FDA.gov · Methodology and accuracy.

Planning a device in NKG? A 510(k) Report weighs predicate choices, recall history and review times for a new device like this one.

Top candidate predicates for a new NKG device

  1. #1 K252327 CMORE® CT System; CMORE® CT System Navigated…score 19.6 · 22 generations · no Class I recall
  2. #2 Held for the reportin the report
  3. #3 Held for the reportin the report
Get a 510(k) Report

What was it cleared against? (5)

Devices the submitter claimed this one is substantially equivalent to (*), and reference devices cited for a specific test or feature (†), as written in the FDA summary.

TypeNumberDeviceApplicantDecidedRecalls
*K142838Synapse Occipital-Cervical-Thoracic (OCT) System
Summary page 6
…alloy (ASTM F136) or Cobalt Chrome (ASTM F1537) Primary Predicate: Synapse Occipital-Cervical-Thoracic (OCT) System (DePuy Synthes Spine, K142838) 3 Additional Predicates: Halifax Interlamina…
Synthes USA Products, LLC20151
*K962314Halifax Plus Interlaminar Clamp System
Summary page 6
…K142838) 3 Additional Predicates: Halifax Interlaminar Clamp (Osteonics– K962314), neon ™ (K150650 – ulrich medical GmbH & Co. KG) and Ascent™ POCT System (Blackstone…
Osteonics Corp.1996—
*K150650neon3
Summary page 6
…38) 3 Additional Predicates: Halifax Interlaminar Clamp (Osteonics– K962314), neon ™ (K150650 – ulrich medical GmbH & Co. KG) and Ascent™ POCT System (Blackstone Medical, K0…
Ulrich GmbH & Co. KG20151
*K033980Blackstone Ascent Poct System Hooks (System Modification)
Our reading of the summary gave K033480, which is not a number in FDA’s lists. Corrected to the number one digit away whose FDA name carries the summary’s words for the device, “Ascent™ POCT System”.
Blackstone Medical, Inc.2004—
*K073420Blackstone Ascent Multiaxial Screws
Summary page 6
…ics– K962314), neon ™ (K150650 – ulrich medical GmbH & Co. KG) and Ascent™ POCT System (Blackstone Medical, K033480 and K073420) 3 Performance Data: Mechanical testing of worst case neon…
Blackstone Medical, Inc.2008—

Also cleared against K142838: 31 other devices →

What descends from it? (7)

5 later devices cite it directly; ranked here by how many devices descend from each in turn.

NumberDeviceApplicantDecidedDescendants
K191932Momentum™ Posterior Spinal Fixation SystemUlrich Medical USA20192
K221307Edge Upper Cervical SystemSpinal Simplicity, LLC20230
K230614Cortium™Ulrich Medical USA20230
K203125Invictus™ OCT Spinal Fixation SystemAlphatec Spine, Inc.20200
K200571PERLA® Posterior Occipito-Cervico-Thoracic Fixation SystemSpineart20200

Has anything in its family been recalled? (0 Class I)

Recalls of this device

DateClassRecallRoot causeReason
Mar 8, 2019Class IIZ-1126-2019StorageCertain Torque Limiting Handles in the field are beyond their 3 year calibration life.

No ancestor or descendant has a Class I recall.

What does this lineage say?

  • The line of descent spans 15 years and passes through 5 companies; a new generation was cleared every 6 months on median.
  • 7 of the 92 ancestors have a recall of any class.
  • Of its descendants, K191932 (Ulrich Medical USA, 2019) has gone furthest, with 2 descendants of its own.
  • 31 other devices also cite its predicate K142838.

How does its category compare?

All NKG devices

NKG Posterior Cervical Screw System: FDA decisions, review times, recalls and adverse event reports over 20 years. 2016, this device’s year, is highlighted.

FDA decisions per year · NKG

6in 2025

2015: 172016: 162017: 152018: 122019: 82020: 142021: 72022: 72023: 102024: 32025: 62026 (partial year): 4
2007high 17 (2015) · low 0 (2007)2026

2026 to Oct 25, outlined.

Median 510(k) review, days · NKG

58in 2025

2015: 71 days median2016: 87 days median2017: 108 days median2018: 61 days median2019: 50 days median2020: 59 days median2021: 56 days median2022: 108 days median2023: 58 days median2024: 100 days median2025: 58 days median2026 (partial year): 169 days median
2007high 169 (2026) · low 50 (2019)2026

Receipt to decision; years with fewer than 3 clearances left blank.

Recalls per year · NKG

2in 2020

2018: 12019: 12020: 2
2007high 2 (2020) · low 0 (2007)2026

Class I (0 since 2007) Class II/III not classified

Adverse event reports per year · NKG

153in 2025

2015: 42016: 732017: 992018: 1272019: 2142020: 2362021: 7042022: 1752023: 1312024: 2062025: 153
2007high 704 (2021) · low 0 (2007)2025

MAUDE reports naming product code NKG, not matched to any one device; reports are not rates.

View these four charts as a table
YearDecisionsMedian 510(k) review, daysRecalls (Class I)MAUDE reports
20070—00
20080—00
20090—00
20100—00
20110—00
20120—00
20130—00
20140—00
2015177104
20161687073
201715108099
201812611127
20198501214
202014592236
20217560704
202271080175
202310580131
202431000206
20256580153
202641690—

What is it indicated for?

neon3™ is intended to provide immobilization and stabilization of spinal segments as an adjunct to fusion for the following acute and chronic instabilities of the craniocervical junction, cervical spine (C1 to C7) and the thoracic spine (T1 to T3): traumatic spinal fractures and/or traumatic dislocations; instability or deformity; failed previous fusions (e.g. pseudarthrosis); tumors involving the cervical/thoracic spine; and degenerative disease…

Read the full statement (132 words)

neon3™ is intended to provide immobilization and stabilization of spinal segments as an adjunct to fusion for the following acute and chronic instabilities of the craniocervical junction, cervical spine (C1 to C7) and the thoracic spine (T1 to T3): traumatic spinal fractures and/or traumatic dislocations; instability or deformity; failed previous fusions (e.g. pseudarthrosis); tumors involving the cervical/thoracic spine; and degenerative disease, including intractable radiculopathy and/or myelopathy, neck and/or arm pain of discogenic origin as confirmed by radiographic studies, and degenerative disease of the facets with instability.

neon3™ is also intended to restore the integrity of the spinal column even in the absence of fusion for a limited time period in patients with advanced stage tumors involving the cervical spine in whom life expectancy is of insufficient duration to permit achievement of fusion.

Indications for use as stated in the FDA summary.

Cite this page

510(k) Report. “K161032: neon3™ universal OCT spinal stabilization.” Lineage record from FDA 510(k) data and the FDA summary. Updated Nov 3, 2026. Accessed Nov 6, 2026. https://510kreport.com/device/K161032

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Record history
  • FDA decision record loaded May 2, 2026
  • Summary read Oct 13, 2026 (extraction version 9eaa42aa01ed)
  • Lineage and recalls computed Nov 3, 2026
  • Page last updated Nov 3, 2026