510(k) Report

510(k) · Cleared

Recalled · Class II · 2020

S4 Cervical Occipital Plate Spinal System

K062012510(k) TraditionalCleared Feb 9, 2007207-day reviewClass II21 CFR 888.3070Recalls 6

Data to Oct 25, 2026 (FDA decisions) Oct 12, 2026 (recalls) Sep 30, 2026 (MAUDE) refreshed weekly, last Nov 3, 2026

Aesculap, Inc. · NKB Thoracolumbosacral Pedicle Screw System

Cleared on Feb 9, 2007 after a 207-day review. The FDA summary names its predicate without a number. 27 later devices descend from it. It has been recalled 6 times.

Decided
Feb 9, 2007
Review
207 days
Class
Class II
Product code
NKB
Recalls
6
Predicates
0

27 later devices descend from it, 2 citing it directly.

Descendants, by year cleared 2010: 1 descendant cleared2013: 2 descendants cleared2012: 3 descendants cleared2016: 2 descendants cleared2019: 2 descendants cleared2018: 1 descendant cleared2015: 2 descendants cleared2020: 6 descendants cleared2017: 2 descendants cleared2014: 1 descendant cleared2022: 1 descendant cleared2023: 1 descendant cleared2025: 1 descendant cleared2026: 2 descendants cleared20052010201520202025
  1. This deviceK062012 S4 Cervical Occipital Plate Spinal SystemAesculap, Inc. · 2007
  2. Descendant · cites it directly · 24 of its ownK100147 S4 Cervical Occipital Plate Spinal SystemAesculap Implant System, Inc. · 2010
  3. Descendant · 2 generations on · 17 of its ownK121725 Pioneer Posterior Occipito-Cervico-Thoracic (Oct) SystemPioneer Surgical Technology, Inc. · 2012
  4. Descendant · 3 generations on · 8 of its ownK171369 M.U.S.T. MINI Posterior Cervical Screws SystemMedacta International S.A. · 2017
  5. Descendant · 4 generations on · 6 of its ownK200130 M.U.S.T. MINI Posterior Cervical Screws SystemMedacta International S.A. · 2020
  6. Descendant · 2 generations on · 5 of its ownK112905 Compress (R) Segmental Humeral Replacement SystemBiomet Orthopedics, LLC · 2012 · Recalled

Showing 5 of 27 descendants. See all descendants

Descendants cleared per year

2010: 12012: 32013: 22014: 12015: 22016: 22017: 22018: 12019: 22020: 62022: 12023: 12025: 12026: 2
2010high 6 (2020) · low 0 (2011)2026

Most influential descendants

Showing 5 of 27 · See all
  • K100147S4 Cervical Occipital Plate Spinal SystemAesculap Implant System, Inc. · 2010 · cites it directly24descendants
  • K121725Pioneer Posterior Occipito-Cervico-Thoracic (Oct) SystemPioneer Surgical Technology, Inc. · 2012 · 2 generations on17descendants
  • K171369M.U.S.T. MINI Posterior Cervical Screws SystemMedacta International S.A. · 2017 · 3 generations on8descendants
  • K200130M.U.S.T. MINI Posterior Cervical Screws SystemMedacta International S.A. · 2020 · 4 generations on6descendants
  • K112905Compress (R) Segmental Humeral Replacement SystemBiomet Orthopedics, LLC · 2012 · 2 generations on5descendants
View FIG. 1 as a table

Line of descent and top descendants

GenerationNumberDeviceApplicantDecidedRecalls
0 (this device)K062012S4 Cervical Occipital Plate Spinal SystemAesculap, Inc.2007—
+1K100147S4 Cervical Occipital Plate Spinal SystemAesculap Implant System, Inc.2010—
+2K121725Pioneer Posterior Occipito-Cervico-Thoracic (Oct) SystemPioneer Surgical Technology, Inc.2012—
+3K171369M.U.S.T. MINI Posterior Cervical Screws SystemMedacta International S.A.2017—
+4K200130M.U.S.T. MINI Posterior Cervical Screws SystemMedacta International S.A.2020—
+2K112905Compress (R) Segmental Humeral Replacement SystemBiomet Orthopedics, LLC20122

Descendants by year cleared

Year clearedDevicesWith a Class I recall
201010
201230
201320
201410
201520
201620
201720
201810
201920
202060
202210
202310
202510
202620
FIG. 1 — Lineage of K062012, 2007–2026Source: FDA 510(k) summaries, read by 510(k) Report · How lineage is built

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Notable FDA decisions, review times and new Class I recalls. See an issue.

Sources: FDA 510(k) database (decision fields), the FDA summary (predicates and indications), FDA recall and enforcement reports, and MAUDE; processed by 510(k) Report. Verify on FDA.gov · Methodology and accuracy.

Planning a device in NKB? A 510(k) Report weighs predicate choices, recall history and review times for a new device like this one.

Top candidate predicates for a new NKB device

  1. #1 K223494 CD Horizon Spinal Systemscore 40.4 · 30 generations · no Class I recall
  2. #2 Held for the reportin the report
  3. #3 Held for the reportin the report
Get a 510(k) Report

What was it cleared against? (2)

Devices the submitter claimed this one is substantially equivalent to (*), and reference devices cited for a specific test or feature (†), as written in the FDA summary.

TypeNumberDeviceApplicantDecidedRecalls
*—Summit Occipito-Cervico-Thoracic (OCT) Spinal Systems
Named without a submission number
—
*—S4 Cervical Spinal System
Named without a submission number
—

What descends from it? (27)

See all 27

2 later devices cite it directly; ranked here by how many devices descend from each in turn.

NumberDeviceApplicantDecidedDescendants
K100147S4 Cervical Occipital Plate Spinal SystemAesculap Implant System, Inc.201024
K133094Certex Oct Spinal Implant SystemX-Spine Systems, Inc.20131

Has anything in its family been recalled? (0 Class I)

Recalls of this device

DateClassRecallRoot causeReason
Sep 8, 2020Class IIZ-1445-2022Device DesignInsufficient clamping force of the cross connectors in the spinal surgical system which may lead to movement of the connectors on the rods and/or microparticle abrasion.
Sep 8, 2020Class IIZ-1446-2022Device DesignInsufficient clamping force of the cross connectors in the spinal surgical system which may lead to movement of the connectors on the rods and/or microparticle abrasion.
Sep 8, 2020Class IIZ-1443-2022Device DesignInsufficient clamping force of the cross connectors in the spinal surgical system which may lead to movement of the connectors on the rods and/or microparticle abrasion.
Sep 8, 2020Class IIZ-1444-2022Device DesignInsufficient clamping force of the cross connectors in the spinal surgical system which may lead to movement of the connectors on the rods and/or microparticle abrasion.
Sep 8, 2020Class IIZ-1448-2022Device DesignInsufficient clamping force of the cross connectors in the spinal surgical system which may lead to movement of the connectors on the rods and/or microparticle abrasion.
Sep 8, 2020Class IIZ-1447-2022Device DesignInsufficient clamping force of the cross connectors in the spinal surgical system which may lead to movement of the connectors on the rods and/or microparticle abrasion.

No ancestor or descendant has a Class I recall.

What does this lineage say?

  • Of its descendants, K100147 (Aesculap Implant System, Inc., 2010) has gone furthest, with 24 descendants of its own.

How does its category compare?

All NKB devices

NKB Thoracolumbosacral Pedicle Screw System: FDA decisions, review times, recalls and adverse event reports over 20 years. 2007, this device’s year, is highlighted.

FDA decisions per year · NKB

24in 2025

2007: 382008: 362009: 442010: 372011: 482012: 602013: 352014: 462015: 552016: 502017: 632018: 562019: 392020: 482021: 322022: 342023: 442024: 392025: 242026 (partial year): 30
2007high 63 (2017) · low 24 (2025)2026

2026 to Oct 25, outlined.

Median 510(k) review, days · NKB

61in 2025

2007: 87 days median2008: 59 days median2009: 71 days median2010: 111 days median2011: 84 days median2012: 79 days median2013: 73 days median2014: 90 days median2015: 90 days median2016: 84 days median2017: 69 days median2018: 61 days median2019: 84 days median2020: 68 days median2021: 61 days median2022: 88 days median2023: 72 days median2024: 57 days median2025: 61 days median2026 (partial year): 91 days median
2007high 111 (2010) · low 57 (2024)2026

Receipt to decision; years with fewer than 3 clearances left blank.

Recalls per year · NKB

1in 2025

2007: 42008: 52009: 332010: 42011: 32012: 132014: 3, 1 Class I2015: 32016: 12017: 12018: 32019: 12020: 12022: 52023: 22024: 32025: 12026 (partial year): 3
2007high 33 (2009) · low 0 (2013)2026

Class I (1 since 2007) Class II/III not classified

Adverse event reports per year · NKB

1,171in 2025

2007: 342008: 822009: 1712010: 4622011: 5772012: 1,7472013: 1,9622014: 1,6712015: 1,4462016: 1,5852017: 1,6182018: 1,6842019: 1,9152020: 2,0762021: 1,7452022: 1,3392023: 9192024: 1,6142025: 1,171
2007high 2,076 (2020) · low 34 (2007)2025

MAUDE reports naming product code NKB, not matched to any one device; reports are not rates.

View these four charts as a table
YearDecisionsMedian 510(k) review, daysRecalls (Class I)MAUDE reports
20073887434
20083659582
2009447133171
2010371114462
201148843577
20126079131,747
2013357301,962
201446903 (1)1,671
2015559031,446
2016508411,585
2017636911,618
2018566131,684
2019398411,915
2020486812,076
2021326101,745
2022348851,339
202344722919
2024395731,614
2025246111,171
202630913—

What is it indicated for?

When intended to promote fusion of the cervical spine and thoracic spine (Cl-T3) and occipito-cervico-thoracic junction (occiput-T3) and are intended for the following: * DDD (neck pain of discogenic origin with degeneration of the disc as confirmed by patient history and radiographic studies * Spondylolisthesis * Spinal Stenosis * Fracture/dislocation * Failed previous fusion * Atlanto/axial fracture with instability * Occipitocervical dislocation *…

Read the full statement (134 words)

When intended to promote fusion of the cervical spine and thoracic spine (Cl-T3) and occipito-cervico-thoracic junction (occiput-T3) and are intended for the following:

* DDD (neck pain of discogenic origin with degeneration of the disc as confirmed by patient history and radiographic studies

* Spondylolisthesis

* Spinal Stenosis

* Fracture/dislocation

* Failed previous fusion

* Atlanto/axial fracture with instability

* Occipitocervical dislocation

* Revision of previous cervical spine surgery

* Tumors

The occipital bone screws are limited to occipital fixation only. The hooks and rods are also intended to provide stabilization to promote fusion following reduction of fracture/dislocation or trauma in the cervical/upper thoracic (Cl-T3) spine.

The use of the polyaxial screws is limited to placement in T1-T3 in treating thoracic conditions only. Screws are not intended to be place in the cervical spine.

Indications for use as stated in the FDA summary.

Cite this page

510(k) Report. “K062012: S4 Cervical Occipital Plate Spinal System.” Lineage record from FDA 510(k) data and the FDA summary. Updated Nov 3, 2026. Accessed Nov 3, 2026. https://510kreport.com/device/K062012

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Record history
  • FDA decision record loaded May 2, 2026
  • Summary read Oct 13, 2026 (extraction version 9eaa42aa01ed)
  • Lineage and recalls computed Nov 3, 2026
  • Page last updated Nov 3, 2026