510(k) Report

510(k) · Cleared

Recalled · Class II · 2013

Sovereign Compact Phacoemulsification System

K111446510(k) TraditionalCleared Dec 21, 2011211-day reviewClass II21 CFR 886.4670Recalls 1

Data to Oct 25, 2026 (FDA decisions) Oct 12, 2026 (recalls) Sep 30, 2026 (MAUDE) refreshed weekly, last Nov 3, 2026

Abbott Medical Optics, Inc. · HQC Unit, Phacofragmentation

Cleared on Dec 21, 2011 as substantially equivalent to K003638 (Allergan, Inc., 2001) and 2 other predicates after a 211-day review. Its family tree reaches back 2 generations to 1985. 4 later devices descend from it. It has been recalled once.

Decided
Dec 21, 2011
Review
211 days
Class
Class II
Product code
HQC
Recalls
1
Predicates
3

Its longest line of descent runs back 2 generations to K844373 (1985). 10 ancestors in all. 4 later devices descend from it, 1 citing it directly.

Other ancestors, by year clearedDescendants, by year cleared 2006: 1 other ancestor2001: 1 other ancestor1997: 1 other ancestor1996: 1 other ancestor1995: 2 other ancestors1992: 1 other ancestor1991: 1 other ancestor2014: 1 descendant cleared2015: 2 descendants cleared2021: 1 descendant clearedK844373 · O.M.S. Ultra-Phaco · Optical Micro Systems, Inc. · 1985K981116 · Sovereign Cataract Extraction System · Allergan, Inc. · 1998 · recalled1990200020102020
Other ancestors, by generationDescendants, by generation 1 generation back: 2 other ancestors2 generations back: 6 other ancestors 1 generation forward: 1 descendant2 generations forward: 2 descendants3 generations forward: 1 descendant K981116 · Sovereign Cataract Extraction System · Allergan, Inc. · 1998 · recalledK844373 · O.M.S. Ultra-Phaco · Optical Micro Systems, Inc. · 19850
  1. Root · 2 generations backK844373 O.M.S. Ultra-PhacoOptical Micro Systems, Inc. · 1985
  2. 1 generation backK981116 Sovereign Cataract Extraction SystemAllergan, Inc. · 1998 · Recalled
  3. This deviceK111446 Sovereign Compact Phacoemulsification SystemAbbott Medical Optics, Inc. · 2011
  4. Descendant · cites it directly · 3 of its ownK133115 Compact Intuitiv; System, Wireless Remote Control, Four-Button Foot…Abbott Medical Optics, Inc. · 2014 · Recalled
  5. Descendant · 2 generations on · 1 of its ownK151636 AMO WHITESTAR Signature Pro Phacoemulsification System, WHITESTAR…Abbott Medical Optics, Inc. · 2015
  6. Descendant · 3 generations on · 0 of its ownK203060 VERITAS Phacoemulsification Console, VERITAS Advanced Fluidics Pack…Johnson & Johnson Surgical Vision, Inc. · 2021 · Recalled
  7. Descendant · 2 generations on · 0 of its ownK151783 COMPACT INTUITIV Multiple-Use PackAbbott Medical Optics, Inc. · 2015

Most influential descendants

Showing 4 of 4 · See all
  • K133115Compact Intuitiv; System, Wireless Remote Control, Four-Button Foot Pedal, Single-Use…Abbott Medical Optics, Inc. · 2014 · cites it directly3descendants
  • K151636AMO WHITESTAR Signature Pro Phacoemulsification System, WHITESTAR Signature Pro Advance…Abbott Medical Optics, Inc. · 2015 · 2 generations on1descendant
  • K203060VERITAS Phacoemulsification Console, VERITAS Advanced Fluidics Pack and Advanced…Johnson & Johnson Surgical Vision, Inc. · 2021 · 3 generations on0descendants
  • K151783COMPACT INTUITIV Multiple-Use PackAbbott Medical Optics, Inc. · 2015 · 2 generations on0descendants
View FIG. 1 as a table

Line of descent and top descendants

GenerationNumberDeviceApplicantDecidedRecalls
−2K844373O.M.S. Ultra-PhacoOptical Micro Systems, Inc.1985—
−1K981116Sovereign Cataract Extraction SystemAllergan, Inc.19981
0 (this device)K111446Sovereign Compact Phacoemulsification SystemAbbott Medical Optics, Inc.2011—
+1K133115Compact Intuitiv; System, Wireless Remote Control, Four-Button Foot Pedal…Abbott Medical Optics, Inc.20141
+2K151636AMO WHITESTAR Signature Pro Phacoemulsification System, WHITESTAR Signature…Abbott Medical Optics, Inc.2015—
+3K203060VERITAS Phacoemulsification Console, VERITAS Advanced Fluidics Pack and…Johnson & Johnson Surgical Vision, Inc.20213
+2K151783COMPACT INTUITIV Multiple-Use PackAbbott Medical Optics, Inc.2015—

Other ancestors by year cleared

Year clearedDevicesWith a Class I recall
199110
199210
199520
199610
199710
200110
200610

Descendants by year cleared

Year clearedDevicesWith a Class I recall
201410
201520
202110
FIG. 1 — Lineage of K111446, 1985–2021Source: FDA 510(k) summaries, read by 510(k) Report · How lineage is built

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Notable FDA decisions, review times and new Class I recalls. See an issue.

Sources: FDA 510(k) database (decision fields), the FDA summary (predicates and indications), FDA recall and enforcement reports, and MAUDE; processed by 510(k) Report. Verify on FDA.gov · Methodology and accuracy.

Planning a device in HQC? A 510(k) Report weighs predicate choices, recall history and review times for a new device like this one.

Top candidate predicates for a new HQC device

  1. #1 K261264 Stellaris Elite™ vision enhancement system…score 13.4 · 8 generations · no Class I recall
  2. #2 Held for the reportin the report
  3. #3 Held for the reportin the report
Get a 510(k) Report

What was it cleared against? (3)

Devices the submitter claimed this one is substantially equivalent to (*), and reference devices cited for a specific test or feature (†), as written in the FDA summary.

TypeNumberDeviceApplicantDecidedRecalls
*K003638Mojave Cataract Extraction System
Summary page 2
…c scientific concepts, physical properties and intended use of The System are identical to those of The Mojave Cataract Extraction System (branded as Sovereign Compact) (K003638) predicate device, The AMO Ophthalmic Surgical System was also listed as a predicate because it shares the same available softwar…
Allergan, Inc.2001—
*K060366The Amo Ophthalmic Surgical System
Summary page 2
…of the device are substantially equivalent to those cleared under the 510(k)s of the Mojave Cataract Extraction System (K003638) and the AMO Ophthalmic Surgical System (K060366). The technological characteristics of the AMO Ultrasonic Handpiece are substantially equivalent to those of the Sovereign Phaco…
Advanced Medical Optics, Inc.20061
*K981116Sovereign Cataract Extraction System
Summary page 1
…stem __________ AMO Ultrasonic Handipiece 690880 Predicate Device Svrinhco SvrinHandpiece ic AMO I1K981116 0 O5/19/1998 A…
Allergan, Inc.19981

Also cleared against K003638: 1 other device →

What descends from it? (4)

1 later device cites it directly; ranked here by how many devices descend from each in turn.

NumberDeviceApplicantDecidedDescendants
K133115Compact Intuitiv; System, Wireless Remote Control, Four-Button Foot Pedal, Single-Use…Abbott Medical Optics, Inc.20143

Has anything in its family been recalled? (0 Class I)

Recalls of this device

DateClassRecallRoot causeReason
May 23, 2013Class IIZ-1670-2013Software designAbbott Medical Optics Inc. (AMO) initiated this Urgent Notice of Medical Device Correction and Advisory Notice to all customers who use the AMO Sovereign¿ Compact Phacoemulsification System, Version 5.3, because it has the potential to…

No ancestor or descendant has a Class I recall.

What does this lineage say?

  • The line of descent spans 26 years and passes through 3 companies; a new generation was cleared every 13.6 years on median.
  • 6 of the 10 ancestors have a recall of any class.
  • Of its descendants, K133115 (Abbott Medical Optics, Inc., 2014) has gone furthest, with 3 descendants of its own.
  • 1 other device also cites its predicate K003638.

How does its category compare?

All HQC devices

HQC Unit, Phacofragmentation: FDA decisions, review times, recalls and adverse event reports over 20 years. 2011, this device’s year, is highlighted.

FDA decisions per year · HQC

3in 2025

2008: 42009: 52010: 32011: 52012: 52014: 42015: 32016: 12017: 32019: 42020: 42021: 12022: 42023: 12024: 52025: 32026 (partial year): 3
2007high 5 (2009) · low 0 (2007)2026

2026 to Oct 25, outlined.

Median 510(k) review, days · HQC

267in 2025

2008: 162 days median2009: 131 days median2010: 142 days median2011: 129 days median2012: 125 days median2014: 135 days median2015: 124 days median2017: 214 days median2019: 126 days median2020: 227 days median2022: 245 days median2024: 197 days median2025: 267 days median2026 (partial year): 115 days median
2007high 267 (2025) · low 124 (2015)2026

Receipt to decision; years with fewer than 3 clearances left blank.

Recalls per year · HQC

1in 2025

2008: 12009: 12010: 222011: 42012: 12014: 12018: 22022: 52023: 12025: 1
2007high 22 (2010) · low 0 (2007)2026

Class I (0 since 2007) Class II/III not classified

Adverse event reports per year · HQC

1,799in 2025

2007: 3412008: 4442009: 5402010: 2,4312011: 1,8022012: 2,2772013: 2,7722014: 2,7402015: 3,3552016: 3,3742017: 2,7812018: 2,4162019: 2,2872020: 1,2172021: 1,6732022: 1,9072023: 1,7992024: 2,1202025: 1,799
2007high 3,374 (2016) · low 341 (2007)2025

MAUDE reports naming product code HQC, not matched to any one device; reports are not rates.

View these four charts as a table
YearDecisionsMedian 510(k) review, daysRecalls (Class I)MAUDE reports
20070—0341
200841621444
200951311540
20103142222,431
2011512941,802
2012512512,277
20130—02,772
2014413512,740
2015312403,355
20161—03,374
2017321402,781
20180—22,416
2019412602,287
2020422701,217
20211—01,673
2022424551,907
20231—11,799
2024519702,120
2025326711,799
202631150—

What is it indicated for?

The Sovereign Compact Phacoemulsification System is an AC-powered device with a fragmenting needle intended for use in cataract surgery to disrupt a cataract with ultrasound and extract the cataract.

Indications for use as stated in the FDA summary.

Cite this page

510(k) Report. “K111446: Sovereign Compact Phacoemulsification System.” Lineage record from FDA 510(k) data and the FDA summary. Updated Nov 3, 2026. Accessed Nov 4, 2026. https://510kreport.com/device/K111446

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Record history
  • FDA decision record loaded May 2, 2026
  • Summary read Oct 13, 2026 (extraction version 9eaa42aa01ed)
  • Lineage and recalls computed Nov 3, 2026
  • Page last updated Nov 3, 2026