510(k) Report

510(k) · Cleared

Recalled · Class II · 2023

Sovereign Cataract Extraction System

K981116510(k) TraditionalCleared May 19, 199853-day reviewClass I21 CFR 886.4360Recalls 1

Data to Oct 25, 2026 (FDA decisions) Oct 12, 2026 (recalls) Sep 30, 2026 (MAUDE) refreshed weekly, last Nov 3, 2026

Allergan, Inc. · KYG Device, Irrigation, Ocular Surgery

Cleared on May 19, 1998 as substantially equivalent to K971186 (Allergan, Inc., 1997) and 4 other predicates after a 53-day review. Its family tree reaches back 1 generation to 1985. 59 later devices descend from it. It has been recalled once.

Decided
May 19, 1998
Review
53 days
Class
Class I
Product code
KYG
Recalls
1
Predicates
5

Its longest line of descent runs back 1 generation to K844373 (1985). 5 ancestors in all. 59 later devices descend from it, 9 citing it directly.

Other ancestors, by year clearedDescendants, by year cleared 1997: 1 other ancestor1995: 2 other ancestors1992: 1 other ancestor2009: 4 descendants cleared2008: 1 descendant cleared2011: 5 descendants cleared2015: 6 descendants cleared2005: 1 descendant cleared2002: 1 descendant cleared2004: 1 descendant cleared2014: 6 descendants cleared2003: 1 descendant cleared2010: 4 descendants cleared2012: 4 descendants cleared2006: 1 descendant cleared2017: 7 descendants cleared2019: 2 descendants cleared2024: 5 descendants cleared2020: 2 descendants cleared2021: 1 descendant cleared2013: 1 descendant cleared2022: 3 descendants cleared2026: 1 descendant cleared2023: 1 descendant cleared2025: 1 descendant clearedK844373 · O.M.S. Ultra-Phaco · Optical Micro Systems, Inc. · 19851990200020102020
Other ancestors, by generationDescendants, by generation 1 generation back: 4 other ancestors 1 generation forward: 9 descendants2 generations forward: 13 descendants3 generations forward: 15 descendants4 generations forward: 13 descendants5 generations forward: 6 descendants6 generations forward: 3 descendants K844373 · O.M.S. Ultra-Phaco · Optical Micro Systems, Inc. · 19850+5
  1. Root · 1 generation backK844373 O.M.S. Ultra-PhacoOptical Micro Systems, Inc. · 1985
  2. This deviceK981116 Sovereign Cataract Extraction SystemAllergan, Inc. · 1998
  3. Descendant · cites it directly · 50 of its ownK021566 InfinitiAlcon Laboratories, Inc. · 2002 · Recalled
  4. Descendant · cites it directly · 36 of its ownK063583 Alcon Vision SystemAlcon · 2008 · Recalled
  5. Descendant · 2 generations on · 24 of its ownK063331 Bausch & Lomb NGX Microsurgical SystemBausch & Lomb, Inc. · 2006 · Recalled
  6. Descendant · cites it directly · 22 of its ownK082845 Infiniti Vision System with Ozil IPAlcon Research, Ltd. · 2009
  7. Descendant · 3 generations on · 22 of its ownK082473 Bausch & Lomb Stellaris Microsurgical SystemBausch & Lomb, Inc. · 2009 · Recalled

Showing 5 of 59 descendants. See all descendants

Descendants cleared per year

2002: 12003: 12004: 12005: 12006: 12008: 12009: 42010: 42011: 52012: 42013: 12014: 62015: 62017: 72019: 22020: 22021: 12022: 32023: 12024: 52025: 12026: 1
2002high 7 (2017) · low 0 (2007)2026

Most influential descendants

Showing 5 of 59 · See all
  • K021566InfinitiAlcon Laboratories, Inc. · 2002 · cites it directly50descendants
  • K063583Alcon Vision SystemAlcon · 2008 · cites it directly36descendants
  • K063331Bausch & Lomb NGX Microsurgical SystemBausch & Lomb, Inc. · 2006 · 2 generations on24descendants
  • K082845Infiniti Vision System with Ozil IPAlcon Research, Ltd. · 2009 · cites it directly22descendants
  • K082473Bausch & Lomb Stellaris Microsurgical SystemBausch & Lomb, Inc. · 2009 · 3 generations on22descendants
View FIG. 1 as a table

Line of descent and top descendants

GenerationNumberDeviceApplicantDecidedRecalls
−1K844373O.M.S. Ultra-PhacoOptical Micro Systems, Inc.1985—
0 (this device)K981116Sovereign Cataract Extraction SystemAllergan, Inc.1998—
+1K021566InfinitiAlcon Laboratories, Inc.20023
+1K063583Alcon Vision SystemAlcon200811
+2K063331Bausch & Lomb NGX Microsurgical SystemBausch & Lomb, Inc.200612
+1K082845Infiniti Vision System with Ozil IPAlcon Research, Ltd.2009—
+3K082473Bausch & Lomb Stellaris Microsurgical SystemBausch & Lomb, Inc.20094

Other ancestors by year cleared

Year clearedDevicesWith a Class I recall
199210
199520
199710

Descendants by year cleared

Year clearedDevicesWith a Class I recall
200210
200310
200410
200510
200610
200810
200940
201040
201150
201240
201310
201460
201560
201770
201920
202020
202110
202230
202310
202450
202510
202610
FIG. 1 — Lineage of K981116, 1985–2026Source: FDA 510(k) summaries, read by 510(k) Report · How lineage is built

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Notable FDA decisions, review times and new Class I recalls. See an issue.

Sources: FDA 510(k) database (decision fields), the FDA summary (predicates and indications), FDA recall and enforcement reports, and MAUDE; processed by 510(k) Report. Verify on FDA.gov · Methodology and accuracy.

Planning a device in KYG? A 510(k) Report weighs predicate choices, recall history and review times for a new device like this one.

  • Candidate predicates for a device like this, rankedin the report
  • Recall history across each candidate’s familyin the report
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What was it cleared against? (5)

Devices the submitter claimed this one is substantially equivalent to (*), and reference devices cited for a specific test or feature (†), as written in the FDA summary.

TypeNumberDeviceApplicantDecidedRecalls
*K971186Amo Diplomax/Opsys Console
Summary page 1
…s 510(k), Sovereign™ Cataract Extraction System, is substantially equivalent to the other AMO® cataract extraction devices which were authorized for marketing via 510(k) K971186 (AMO®Diplomax® System-modified), K946054 (AMO®Diplomax® System), and K924235 (AMO®Prestige® system). The handpiece component of t…
Allergan, Inc.1997—
*K946054Diplomax
Summary page 1
…System, is substantially equivalent to the other AMO® cataract extraction devices which were authorized for marketing via 510(k) K971186 (AMO®Diplomax® System-modified), K946054 (AMO®Diplomax® System), and K924235 (AMO®Prestige® system). The handpiece component of the Sovereign™ system is equivalent to ult…
Optical Micro Systems, Inc.1995—
*K924235Amo Elite
Summary page 1
…to the other AMO® cataract extraction devices which were authorized for marketing via 510(k) K971186 (AMO®Diplomax® System-modified), K946054 (AMO®Diplomax® System), and K924235 (AMO®Prestige® system). The handpiece component of the Sovereign™ system is equivalent to ultrasonic handpieces authorized for ma…
Allergan Medical Optics19921
*K951462Amo Profinesse Iii Ultrasonic Handpiece System
Summary page 1
…ystem), and K924235 (AMO®Prestige® system). The handpiece component of the Sovereign™ system is equivalent to ultrasonic handpieces authorized for marketing under 510(k) K951462 (AMO®ProFicient® Handpiece), and K844373 (AMO®Series III® Handpiece). The manufacturer of the predicate devices is Allergan. The…
Allergan Medical Optics19951
*K844373O.M.S. Ultra-Phaco
Summary page 1
…). The handpiece component of the Sovereign™ system is equivalent to ultrasonic handpieces authorized for marketing under 510(k) K951462 (AMO®ProFicient® Handpiece), and K844373 (AMO®Series III® Handpiece). The manufacturer of the predicate devices is Allergan. The significant changes to the predicate dev…
Optical Micro Systems, Inc.1985—

What descends from it? (59)

See all 59

9 later devices cite it directly; ranked here by how many devices descend from each in turn.

NumberDeviceApplicantDecidedDescendants
K021566InfinitiAlcon Laboratories, Inc.200250
K063583Alcon Vision SystemAlcon200836
K082845Infiniti Vision System with Ozil IPAlcon Research, Ltd.200922
K111446Sovereign Compact Phacoemulsification SystemAbbott Medical Optics, Inc.20114
K133115Compact Intuitiv; System, Wireless Remote Control, Four-Button Foot Pedal, Single-Use…Abbott Medical Optics, Inc.20143
K151783COMPACT INTUITIV Multiple-Use PackAbbott Medical Optics, Inc.20150
K050648Sovereign High Vacuum Pack, Sovereign Compact High Vacuum PackAdvanced Medical Optics, Inc.20050
K033941Millennium Microsurgical System and Peristaltic Phaco PackBausch & Lomb, Inc.20040
K031404Dignity Ophthalmic Surgical SystemPhacor Inc., A Santen Company20030

Has anything in its family been recalled? (0 Class I)

Recalls of this device

DateClassRecallRoot causeReason
Sep 26, 2023Class IIZ-0130-2024Process controlDevices may leak as a result of a manufacturing issue. Leakage may result in a delay of therapy, increase risk of bloodstream infection (BSI), and may expose both patients and healthcare workers to hazardous medication. There is also the…

No ancestor or descendant has a Class I recall.

What does this lineage say?

  • 2 of the 5 ancestors have a recall of any class.
  • Of its descendants, K021566 (Alcon Laboratories, Inc., 2002) has gone furthest, with 50 descendants of its own.

How does its category compare?

All KYG devices

KYG Device, Irrigation, Ocular Surgery: FDA decisions, review times, recalls and adverse event reports over 20 years.

FDA decisions per year · KYG

FDA has decided no KYG device since 2007.

Median 510(k) review, days · KYG

Too few KYG 510(k)s in any year since 2007 to give a median.

Recalls per year · KYG

1in 2023

2007: 42010: 22023: 1
2007high 4 (2007) · low 0 (2008)2026

Class I (0 since 2007) Class II/III not classified

Adverse event reports per year · KYG

72in 2025

2007: 1032008: 612009: 502010: 1272011: 812012: 3322013: 2422014: 2582015: 792016: 142017: 102018: 102019: 132020: 82021: 192022: 202023: 232024: 812025: 72
2007high 332 (2012) · low 8 (2020)2025

MAUDE reports naming product code KYG, not matched to any one device; reports are not rates.

View these four charts as a table
YearDecisionsMedian 510(k) review, daysRecalls (Class I)MAUDE reports
20070—4103
20080—061
20090—050
20100—2127
20110—081
20120—0332
20130—0242
20140—0258
20150—079
20160—014
20170—010
20180—010
20190—013
20200—08
20210—019
20220—020
20230—123
20240—081
20250—072
20260—0—

What is it indicated for?

The Sovereign™ Cataract Extraction System is a phacofragmentation system for use with a fragmenting needle intended for use in cataract surgery to disrupt a cataract with ultrasound and extract the cataract. The Sovereign™ Cataract Extraction System is designed to provide the surgical capabilities desired by the Anterior Segment/Cataract Surgeon for use in the cataract extraction.

Indications for use read by OCR from a scanned FDA summary, so letters may be misread. Check the PDF before quoting it.

Cite this page

510(k) Report. “K981116: Sovereign Cataract Extraction System.” Lineage record from FDA 510(k) data and the FDA summary. Updated Nov 3, 2026. Accessed Nov 5, 2026. https://510kreport.com/device/K981116

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Record history
  • FDA decision record loaded May 2, 2026
  • Summary read Oct 13, 2026 (extraction version 9eaa42aa01ed)
  • Lineage and recalls computed Nov 3, 2026
  • Page last updated Nov 3, 2026