510(k) Report

510(k) · Cleared

Cleared

Nellcor Puritan Bennett NPB-40 Handheld Pulse (NPB-40)

K963707510(k) TraditionalCleared Dec 13, 199688-day reviewClass II21 CFR 870.2700

Data to Oct 25, 2026 (FDA decisions) Oct 12, 2026 (recalls) Sep 30, 2026 (MAUDE) refreshed weekly, last Nov 3, 2026

Nellcor Puritan Bennett, Inc. · DQA Oximeter

Cleared on Dec 13, 1996 as substantially equivalent to K915699 (Nellcor, Inc., 1993) after an 88-day review. Its family tree reaches back 1 generation to 1993. 58 later devices descend from it.

Decided
Dec 13, 1996
Review
88 days
Class
Class II
Product code
DQA
Recalls
None
Predicates
1

Its longest line of descent runs back 1 generation to K915699 (1993). 58 later devices descend from it, 5 citing it directly.

Descendants, by year cleared 1997: 2 descendants cleared2005: 1 descendant cleared2007: 2 descendants cleared2011: 1 descendant cleared2008: 2 descendants cleared2014: 3 descendants cleared2010: 3 descendants cleared2018: 4 descendants cleared2009: 4 descendants cleared2012: 2 descendants cleared2016: 3 descendants cleared2006: 1 descendant cleared2004: 1 descendant cleared2024: 2 descendants cleared2019: 1 descendant cleared2017: 4 descendants cleared2015: 2 descendants cleared2013: 1 descendant cleared2020: 2 descendants cleared2025: 3 descendants cleared2023: 5 descendants cleared2022: 4 descendants cleared2026: 5 descendants clearedK915699 · Nellcor Portable Pulse Oximeter Model N-20 · Nellcor, Inc. · 19931990200020102020
Descendants, by generation 1 generation forward: 5 descendants2 generations forward: 10 descendants3 generations forward: 9 descendants4 generations forward: 14 descendants5 generations forward: 10 descendants6 generations forward: 7 descendants7 generations forward: 2 descendants8 generations forward: 1 descendant K915699 · Nellcor Portable Pulse Oximeter Model N-20 · Nellcor, Inc. · 19930+5
  1. Root · 1 generation backK915699 Nellcor Portable Pulse Oximeter Model N-20Nellcor, Inc. · 1993
  2. This deviceK963707 Nellcor Puritan Bennett NPB-40 Handheld Pulse (NPB-40)Nellcor Puritan Bennett, Inc. · 1996
  3. Descendant · cites it directly · 28 of its ownK051352 Oximax NPB-40 Handheld Pulse OximeterNellcor Puritan Bennett, Inc. · 2005
  4. Descendant · 2 generations on · 19 of its ownK072581 PM-60 Pulse OximeterShenzhen Mindray Bio-Medical Electronics Co., Ltd. · 2008
  5. Descendant · cites it directly · 15 of its ownK070193 Envitec Oxipen Pulse Oximeter and AccessoriesEnvitec-Wismar GmbH · 2007
  6. Descendant · 2 generations on · 13 of its ownK113165 Mini-MedicAthena Gtx · 2012
  7. Descendant · 3 generations on · 12 of its ownK190792 BB-613WPBiobeat Technologies, Ltd. · 2019

Showing 5 of 58 descendants. See all descendants

Descendants cleared per year

1997: 22004: 12005: 12006: 12007: 22008: 22009: 42010: 32011: 12012: 22013: 12014: 32015: 22016: 32017: 42018: 42019: 12020: 22022: 42023: 52024: 22025: 32026: 5
1997high 5 (2023) · low 0 (1998)2026

Most influential descendants

Showing 5 of 58 · See all
  • K051352Oximax NPB-40 Handheld Pulse OximeterNellcor Puritan Bennett, Inc. · 2005 · cites it directly28descendants
  • K072581PM-60 Pulse OximeterShenzhen Mindray Bio-Medical Electronics Co., Ltd. · 2008 · 2 generations on19descendants
  • K070193Envitec Oxipen Pulse Oximeter and AccessoriesEnvitec-Wismar GmbH · 2007 · cites it directly15descendants
  • K113165Mini-MedicAthena Gtx · 2012 · 2 generations on13descendants
  • K190792BB-613WPBiobeat Technologies, Ltd. · 2019 · 3 generations on12descendants
View FIG. 1 as a table

Line of descent and top descendants

GenerationNumberDeviceApplicantDecidedRecalls
−1K915699Nellcor Portable Pulse Oximeter Model N-20Nellcor, Inc.1993—
0 (this device)K963707Nellcor Puritan Bennett NPB-40 Handheld Pulse (NPB-40)Nellcor Puritan Bennett, Inc.1996—
+1K051352Oximax NPB-40 Handheld Pulse OximeterNellcor Puritan Bennett, Inc.2005—
+2K072581PM-60 Pulse OximeterShenzhen Mindray Bio-Medical Electronics Co., Ltd.2008—
+1K070193Envitec Oxipen Pulse Oximeter and AccessoriesEnvitec-Wismar GmbH2007—
+2K113165Mini-MedicAthena Gtx2012—
+3K190792BB-613WPBiobeat Technologies, Ltd.2019—

Descendants by year cleared

Year clearedDevicesWith a Class I recall
199720
200410
200510
200610
200720
200820
200940
201030
201110
201220
201310
201430
201520
201630
201740
201840
201910
202020
202240
202350
202420
202530
202650
FIG. 1 — Lineage of K963707, 1993–2026Source: FDA 510(k) summaries, read by 510(k) Report · How lineage is built

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Notable FDA decisions, review times and new Class I recalls. See an issue.

Sources: FDA 510(k) database (decision fields), the FDA summary (predicates and indications), FDA recall and enforcement reports, and MAUDE; processed by 510(k) Report. Verify on FDA.gov · Methodology and accuracy.

Planning a device in DQA? A 510(k) Report weighs predicate choices, recall history and review times for a new device like this one.

Top candidate predicates for a new DQA device

  1. #1 K221282 Empatica Health Monitoring Platformscore 20.1 · 38 generations · no Class I recall
  2. #2 Held for the reportin the report
  3. #3 Held for the reportin the report
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What was it cleared against? (1)

Devices the submitter claimed this one is substantially equivalent to (*), and reference devices cited for a specific test or feature (†), as written in the FDA summary.

TypeNumberDeviceApplicantDecidedRecalls
*K915699Nellcor Portable Pulse Oximeter Model N-20
Summary page 1
…'s indications for use are also equivalent to the intended use of the N-20 Handheld Pulse Oximeter. The N-20 Handheld Pulse Oximeter was originally cleared under 510(k) #K915699 on May 27, 1993. 4. DEVICE DESCRIPTION The NPB-40 Handheld Pulse Oximeter is a light-weight, portable, hand-held noninvasive pu…
Nellcor, Inc.1993—

Also cleared against K915699: 1 other device →

What descends from it? (58)

See all 58

5 later devices cite it directly; ranked here by how many devices descend from each in turn.

NumberDeviceApplicantDecidedDescendants
K051352Oximax NPB-40 Handheld Pulse OximeterNellcor Puritan Bennett, Inc.200528
K070193Envitec Oxipen Pulse Oximeter and AccessoriesEnvitec-Wismar GmbH200715
K972468NPB-195 Pulse OximeterNellcor Puritan Bennett, Inc.19976
K100225Pulse Oximeter Model P10Mediana Co., Ltd.20113
K971946NPB-190 Pulse Oximeter (NPB-190)Nellcor Puritan Bennett, Inc.19971

Has anything in its family been recalled? (0 Class I)

No FDA recall names this device.

No ancestor or descendant has a Class I recall.

What does this lineage say?

  • Its one ancestor has no recall.
  • Of its descendants, K051352 (Nellcor Puritan Bennett, Inc., 2005) has gone furthest, with 28 descendants of its own.
  • 1 other device also cites its predicate K915699.

How does its category compare?

All DQA devices

DQA Oximeter: FDA decisions, review times, recalls and adverse event reports over 20 years.

FDA decisions per year · DQA

15in 2025

2007: 202008: 222009: 352010: 292011: 152012: 142013: 152014: 112015: 132016: 142017: 92018: 182019: 192020: 152021: 102022: 202023: 132024: 142025: 152026 (partial year): 8
2007high 35 (2009) · low 9 (2017)2026

2026 to Oct 25, outlined.

Median 510(k) review, days · DQA

182in 2025

2007: 122 days median2008: 97 days median2009: 117 days median2010: 127 days median2011: 195 days median2012: 120 days median2013: 182 days median2014: 175 days median2015: 158 days median2016: 246 days median2017: 200 days median2018: 260 days median2019: 158 days median2020: 126 days median2021: 174 days median2022: 265 days median2023: 317 days median2024: 285 days median2025: 182 days median2026 (partial year): 187 days median
2007high 317 (2023) · low 97 (2008)2026

Receipt to decision; years with fewer than 3 clearances left blank.

Recalls per year · DQA

3in 2024

2007: 62008: 52009: 292010: 42011: 12014: 22015: 12018: 322024: 3
2007high 32 (2018) · low 0 (2012)2026

Class I (0 since 2007) Class II/III not classified

Adverse event reports per year · DQA

399in 2025

2007: 3252008: 3122009: 2812010: 1852011: 1642012: 3222013: 4682014: 1,1242015: 2,0822016: 1,7752017: 1,1902018: 6942019: 5482020: 4262021: 5532022: 4782023: 3922024: 5452025: 399
2007high 2,082 (2015) · low 164 (2011)2025

MAUDE reports naming product code DQA, not matched to any one device; reports are not rates.

View these four charts as a table
YearDecisionsMedian 510(k) review, daysRecalls (Class I)MAUDE reports
2007201226325
200822975312
20093511729281
2010291274185
2011151951164
2012141200322
2013151820468
20141117521,124
20151315812,082
20161424601,775
2017920001,190
20181826032694
2019191580548
2020151260426
2021101740553
2022202650478
2023133170392
2024142853545
2025151820399
202681870—

What is it indicated for?

The NPB-40 Handheld Pulse Oximeter is intended for non-invasive spot-check measurement of functional arterial oxygen saturation (Sp02) and pulse rate of adults, pediatric, and neonatal patients in hospital, emergency, transport, and mobile environments, as well as in the home. The NPB-40 is for attended monitoring only and is intended to be used under the direct observation of a qualified health care provider.

Indications for use read by OCR from a scanned FDA summary, so letters may be misread. Check the PDF before quoting it.

Cite this page

510(k) Report. “K963707: Nellcor Puritan Bennett NPB-40 Handheld Pulse (NPB-40).” Lineage record from FDA 510(k) data and the FDA summary. Updated Nov 3, 2026. Accessed Nov 4, 2026. https://510kreport.com/device/K963707

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Record history
  • FDA decision record loaded May 2, 2026
  • Summary read Oct 13, 2026 (extraction version 9eaa42aa01ed)
  • Lineage and recalls computed Nov 3, 2026
  • Page last updated Nov 3, 2026